Navigating the alphabet soup of NIH funding resources is a challenge
for the uninitiated. Recognizing this, the NIH has launched a new Web site
with links to resources especially for new investigators. This is a
good introduction to the NIH, but you will need to dedicate some time
to following the links in order to get a feel for the different grants.
While you are in medical school, graduate school, or during
residency, you may decide that you are interested in pursuing a
research career. It is very helpful to find a mentor during this stage.
Find someone who is actively involved in research and is leading
research projects that interest you and establish a relationship with
this individual. The first phase in your career development may be
mentored. The K series grant mechanisms are available as mentored
career development awards.
Later, if you have an idea that you think can lead to funding, you
can construct an ‘unsolicited grant.’ For help writing a grant, see the
Career Development Timeline
on the ASH web site. Contact an NIH program official to discuss your
plans. Once you have identified your area of interest and your strategy
for securing funding you can then send your grant application to the
appropriate NIH institute. The institutes that are generally most
relevant to hematologists are the National Cancer Institute (NCI), the National Heart, Lung, and Blood Institute (NHLBI), National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK), but you can search the NIH Web site to see which of the institutes may be most appropriate for your particular idea.
Another way to apply for grants is to respond to a “Request for
Application” or “Program Announcement.” Request for application (RFA)
is an official statement that invites grant or cooperative agreement
applications to accomplish a specific program purpose. RFAs indicate
the amount of funds set aside for the competition and generally
identify a single application receipt date. A program announcement (PA)
is an announcement by an NIH institute or center requesting
applications in the stated scientific areas. Generally, money is not
set aside to pay for them. Some institutes at the NIH have a policy of
funding some applications beyond the payline, if the application is in
response to a program announcement. PAs are published in the NIH Guide for Grants and Contracts.
The three main categories of NIH grants are:
1) Ruth L. Kirschstein National Research Service Awards (NRSA) ‘T’ (training) grants – Institutional grants
These are awarded to institutions that train fellows and residents, and
are used to promote the education of future researchers. Although
fellows can theoretically compete for K awards, these are designed to
support individuals who have completed their training and are ready for
faculty positions. Therefore, T grants are the only NIH funds that have
traditionally been available to fellows and residents.
2) ‘F’ (Fellowship) grants – Individual grants
These are awarded to individuals to ensure that diverse pools of well
trained researchers are available in the US. The purpose of the F31
award is to promote diversity in health-related research and is for
predoctoral individuals. The F32 award, the most popular fellowship,
goes to promising postdoctoral fellows, who demonstrate the potential
to become independent investigators. The Senior Fellowship Award (F33)
is available to Senior Fellows, who might be requesting support during
a sabbatical leave.
3) ‘K’ (Career Development) awards
These are available to enhance the career development and provide
protected time for researchers. Most K awards are for those still in
the mentored phase of their career; however, some K awards are for
newly independent researchers or for those who have established careers
and are now looking for protected time to mentor others.
Clinical Investigators
There are a
variety of different Career Development awards that individuals with a
health-professional doctorate should consider. Most of these awards
support individuals after they have completed clinical training and
have accepted a faculty position.
- The
Mentored Clinical Scientist Developmental Program Award (K12) is an
award to specific institutions and interested candidates should ask the
chair of their department if such an award exists.
- There
is a series of individual awards, including the Mentored Clinical
Scientist Award (K08), which supports career development experiences
for individuals interested in research that is not patient oriented.
- If
you want a career that does include work with patients, consider the
Mentored Patient-Oriented Research Career Development Award (K23).
- If
you have already been trained and want to serve as a mentor to more
junior clinicians, try the MidCareer Investigator in Patient-Oriented
Research Award (K24).
- There are other awards that should be examined including the Career Enhancement Award in Stem Cell Research (K18),
- the Academic Career Award (K07),
- the Mentored Quantitative Research Career Development Award (K25), and
- the Midcareer Investigator Award in Mouse Pathobiology Research (K26).
Information on all of these awards can be found on the K Kiosk
of the NIH Office of Extramural Research Web site. Some institutes
utilize these mechanisms in different ways than are described here, so
it is advised that you also look at the Web sites of the individual
institutes to which you may apply.
Basic Scientists
There are at least eight different
awards that individuals with a research doctorate should consider. Most
of these awards support individuals that have accepted or are ready for
a faculty position.
- There
is the Career Transition Award (K22), which provides support during the
early years of a new faculty position. This award is used differently
by the NIH institutes and centers that participate and interested
applicants should carefully review the relevant program announcements.
- New
faculty members that need additional supervised research experience
because they have had a career hiatus or they are moving to a
substantially new area of research should consider the Mentored
Research Scientist Development Award (K01).
- Scientists
who have recently received independent research support might consider
the Independent Scientist Award (K02), which protects at least 75
percent of their effort so that they can focus on the development of
their research program.
- Individuals interested in stem cell research or quantitative methods or mouse pathobiology might consider the K18, K25, or K26.
-
A few of the NIH Institutes offer an award called the Senior Scientist
Award (K05), which provides protected time and salary support for more
senior, established scientists.
- Finally, there is the
Academic Award (K07) that is used to recruit research faculty into
areas where there is a growing need for research and instructional
capabilities.
Information on all of these awards can be found on the K Kiosk.
As stated in the previous section, some institutes utilize these
mechanisms in different ways than are described here so it is advised
that you also look at the Web sites of the individual institutes to
which you may apply.
K99/R00 - Pathway to Independence Awards
Beginning in the fall of 2006, the NIH will award its first Pathway to Independence Awards
(K99/R00). The program features a new opportunity for promising
postdoctoral scientists to receive both mentored and independent
research support from the same award. NIH will issue between 150 and
200 awards for this program in its initial year, beginning in Fall
2006. The agency expects to issue the same number of awards each of the
following five years. The award will work as follows: The initial
one-to-two year mentored phase will allow investigators to complete
their supervised research work, publish results, and search for an
independent research position. A three-year independent phase will
allow awardees who secure an assistant professorship, or equivalent
position, to establish their own research program and successfully
apply for an NIH Investigator-Initiated (R01) grant. This mechanism is
offered by all NIH institutes. It is expected that the transition from
the mentored phase to the independent phase will be continuous in time.
‘R’ (research) grants
These are awarded to researchers who have reached complete independence and have their own research program.
Useful NIH Links
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