NIH Proposes Revisions to Financial Conflicts of Interest Regulations

On May 20, the National Institutes of Health (NIH) unveiled a proposal to make several revisions to rules concerning disclosure of financial interests and conflicts. A Notice of Proposed Rulemaking (NPRM) seeking to amend current regulations governing "Responsibility of Applicants for Promoting Objectivity in Research for Which Public Health Service Funding Is Sought" will be published on May 21, and NIH will be soliciting public comments and input for 60 days.

Noting that "managing financial conflicts of interest can be a major challenge because of the complex relationships among government, academia, and industry," the NIH proposes to make several revisions to the rules governing financial disclosure that have been in place since 1995, including:

  • Lowering the threshold for determining if a "significant financial interest" exists to $5,000 (from the current $10,000) for the value of any remuneration received from a particular entity in the 12 months preceding the disclosure.
  • Requiring investigators to disclose to their institutions all “significant financial interests” related to his/her institutional responsibilities and research (current rules require an investigator to only disclose interests they believe may either impact or be impacted by their NIH-funded research).
  • Requiring institutions to review the "significant financial interests" disclosed by investigators to determine those that may or may not impact NIH-funded research. Institutions would then be required to disclose to NIH (or any other Federal Public Health Service agency funding the research) the value of the financial interest and the nature of that interest (whether it is equity, a consulting fee, honoraria, etc.). Institutions would also be required to post these financial interests on a publicly accessible website.

ASH will be reviewing this issue in detail and submitting comments in response to the NPRM. All ASH members are encouraged to submit any particular concerns or comments on this issue to ASH Research Advocacy Manager Tracy Roades at troades@hematology.org.

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