DHHS Releases Guidance to Providers on Data Breaches

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On August 19, 2009, the Department of Health and Human Services (DHHS) issued an interim final rule, "Breach Notification for Unsecured Protected Health Information." The rule was released to implement provisions in the Health Information Technology for Economic and Clinical Health Act (HITECH). HITECH requires that patients are to receive notification if their personal health information is breached. This rule clarifies several issues related to the notification-of-breaches requirement.

  • What types of breach triggers a notification requirement?
    • The rule states that individuals need to receive a notice only if the breach results in harm to the patient.
    • In some circumstances, unauthorized disclosure of information may occur but it would not be considered a breach. An example of this would be if the name of a patient was inadvertently disclosed to an unauthorized employee of the provider.
  • How are patients to be notified of a breach notification?
    • If a breach occurs, physicians should send written notification via first class mail to each individual affected by the breach.
    • If a breach occurs for more than 500 individuals, the notice must also be provided to major media outlets serving the relevant area.
    • Details on alternative means of notification are provided when an individual's address is unknown.

In response to the rule, on October 1 congressional leaders sent a letter to Health and Human Services Secretary Kathleen Sebelius expressing concern that the bar that was set to trigger a notification was too high and was inconsistent with congressional intent. Congressional leaders requested that the Secretary revise or repeal the harm standard provision included in the interim final rule. At this time the impact of this letter is unclear.

Although the rule goes into effect 30 days after it is published, DHHS will use the enforcement discretion that is available to them and not pursue violations before 180 calendar days from publication of this rule. The complete rule is available online.

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